KURAL.ai
Sarah Chen · MGA · UKGC · CA-ON-AGCO · BR-SPA

Regulatory Returns filed on time (quarterly + annual)

UKGC.LCCP.15 · UKGC · reporting_returns
Severity
medium
Cadence
quarterly
Region
eu
Current status (Apollo Gaming Ltd.)
stale_evidence

Requirement

Licensees must submit Regulatory Returns to the UKGC quarterly and annually via the eServices portal within the deadlines published by the Commission. Information must reconcile to underlying records.

Source: LCCP 15 — Regulatory Returns · Audit artifact: UKGC eServices submission receipt

Remediation guidance

Set deadline reminders 14 days out; pre-populate from PAM.

Evidence specification

Evidence typeConnectorSpecAcceptance criteria
doc_presencedoc-sharepoint
{
  "document_type": "ukgc_regulatory_return",
  "required_fields": [
    "period",
    "filed_at",
    "ggy_reported",
    "active_customers"
  ]
}
  • filed_at <= deadline for every quarter

Recent evaluations (Apollo Gaming Ltd.)

WhenStatusFindings
5/16/2026, 11:19:21 PMstale_evidence1 finding Acceptance criterion failed: "filed_at <= deadline for every quarter" — 1/1 rows fail