AML risk assessment + customer due diligence threshold (£/€2,000)

UKGC.LCCP.SR.2.1 · UKGC · aml_ctf

Severity

critical

Cadence

daily

Region

Current status (Apollo Gaming Ltd.)

pass

Requirement

Licensees must conduct a documented AML risk assessment and apply CDD when a customer deposits or wagers €/£2,000 or more in a single transaction or linked transactions, including source-of-funds evidence for high-risk customers.

Source: LCCP Social Responsibility Code 2.1 — Anti-Money-Laundering · Audit artifact: UKGC Money Laundering and Terrorist Financing Risk Assessment

Remediation guidance

Implement 2k threshold trigger; queue SoF request to player.

Evidence specification

Evidence type Connector Spec Acceptance criteria

Evidence type	Connector	Spec	Acceptance criteria
`pam_query`	`pam-generic`	{ "query": "aggregate_transactions", "required_fields": [ "player_id", "period", "total_gbp", "threshold_crossed_at" ] }	—
`kyc_event`	`kyc-sumsub`	{ "check_type": "source_of_funds", "required_fields": [ "player_id", "sof_collected_at", "sof_status" ] }	`sof_collected_at present for all threshold_crossed_at within 24h`

pam_query

pam-generic

{
  "query": "aggregate_transactions",
  "required_fields": [
    "player_id",
    "period",
    "total_gbp",
    "threshold_crossed_at"
  ]
}

—

kyc_event

kyc-sumsub

{
  "check_type": "source_of_funds",
  "required_fields": [
    "player_id",
    "sof_collected_at",
    "sof_status"
  ]
}

sof_collected_at present for all threshold_crossed_at within 24h

Recent evaluations (Apollo Gaming Ltd.)

✓

When	Status	Findings
5/18/2026, 11:43:18 PM	pass	none