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Sarah Chen · MGA · UKGC · CA-ON-AGCO · BR-SPA

Compliance Calendar

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Audit events (regulator-facing milestones) and open-finding due-dates in one view. Drag chips to reschedule, click audit events to edit.
Mon
Tue
Wed
Thu
Fri
Sat
Sun
29
🔍 BR.SPA.BONUS.1
30
🔍 UKGC.LCCP.15
1
2
📅 UKGC Section 122 Information Request — Response due
3
4
5
📅 Sumsub vendor SOC 2 review
6
7
8
9
10
11
12
13
🔍 CA.ON.AGCO.STD.6.MARKETING.1
14
15
🔍 MGA.OPS.STAFF.AML_TRAINING.1
16
17
📅 MGA Annual System Audit — Field work
18
19
20
21
🔍 BR.SPA.BONUS.1
22
23
24
25
26
27
28
29
30
31
1
2
💡 Drag any event chip to a different day to reschedule. Click an audit event to edit, change status, or delete.

Upcoming this month

DateTypeTitleOwner / AssigneeJurisdiction / Severity
02/07/2026AUDITUKGC Section 122 Information Request — Response dueSarah Chen · Julian Harris (Harris Hagan)UKGC
05/07/2026AUDITSumsub vendor SOC 2 reviewEva Larsson · Sumsub Account Mgmt (Sumsub)
13/07/2026FINDING DUECA.ON.AGCO.STD.6.MARKETING.1 dueAna CostaMEDIUM
15/07/2026FINDING DUEMGA.OPS.STAFF.AML_TRAINING.1 dueDavid MüllerMEDIUM
17/07/2026AUDITMGA Annual System Audit — Field workMarc Dubois · Anna Borg (BDO Malta)MGA
21/07/2026FINDING DUEBR.SPA.BONUS.1 dueAna CostaMEDIUM