Internal violation register + sanction-exposure calculation maintained
CA.AB.AGLC.IG.SANCTION.1 · CA-AB-AGLC · reporting_returns
Requirement
Operators must maintain a violation register recording every incident that maps to the AGLC Administrative Sanction Guideline, together with the calculated sanction exposure and remediation status. The register must be presentable to AGLC on request.
Source: AGLC Administrative Sanction Guideline for Violations (Gaming) · Audit artifact: Violation register + AGLC guideline mapping
Remediation guidance
Maintain register; review monthly with the MLRO / compliance lead.
Evidence specification
| Evidence type | Connector | Spec | Acceptance criteria |
|---|---|---|---|
doc_presence | doc-sharepoint | {
"document_type": "aglc_violation_register",
"required_fields": [
"incident_id",
"guideline_reference",
"sanction_exposure_cad",
"remediation_status",
"last_updated"
]
} |
|
Recent evaluations (Greentube Internet Entertainment Solutions GmbH)
No evaluation history for this control yet.